Multifunctional Dimensions
of Ecologically-based Agriculture in Latin America
Miguel A. Altieri
Department of Environmental Science Policy and Management
University of California, Berkeley
Summary
Today in Latin America there are still
regions with microcosms of traditional farming systems, (i.e., in Mesoamerica,
the Andean region, and the Amazon Basin) that have emerged over centuries
of cultural and biological evolution and that based on locally available
resources and the cultivation of a diversity of crops and varieties
in time and space, have allowed traditional farmers to maximize harvest
security and the multiple use of the landscape with limited environmental
impact . Agro-biodiverse traditional agroecosystems represent a strategy
which ensures diverse diets and income sources, stable production, minimum
risk, efficient use of land resources, and enhanced ecological integrity
. This legacy of traditional agriculture demonstrate that the combination
of stable and diverse production, internally generated and maintainable
inputs, favorable energy input/output ratios, and articulation with
both subsistence and market needs, comprises an effective approach to
achieve food security, income generation, and environmental conservation
. Traditional approaches represent multiple use strategies that enhance
the multifunctional nature of agriculture, an important feature for
the health of rural regions in the next century.
Introduction
Agriculture is a process of artificialization
of nature. In general, modern agriculture has implied the simplification
of the structure of the environment over vast areas, replacing natures
diversity with a small number of cultivated plants and domesticated
animals. In fact, the worlds agricultural landscapes are planted
with only some 12 species of grain crops, 23 vegetable crop species,
and about 35 fruit and nut type species, that is no more than 70 plant
species spread over approximately 1,440 million hectares of presently
cultivated land in the world, a sharp contrast with the diversity of
plant species found within one hectare of a tropical rainforest which
typically contains over 100 species of trees (Thrupp l998).
But not all forms of agriculture have followed
the classic path of artificialization and intensification. In Latin
America, systems range from "low intensity" long-fallow swidden
to "high intensity" permanent cultivation wherein large areas
have been greatly modified from their natural state and are dominated
by monocultures. In commercial agricultural areas, natural habitats
are lost through expansion of agricultural production, especially of
cattle, sugarcane, cotton, soybean, coffee, and (recently) non-traditional
export crops. Highly capitalized farms tend either to be on high-quality
lands where profitability is contingent on low wages and large landholdings.
By contrast, farms of resource-poor peasants tend to be on ecologically
marginal lands or on lands recently opened to agriculture. Thus, impoverished
farmers lack access to good farmland and capital and are forced by necessity
onto remnants of natural areas, which generally occur on steep slopes,
along rivers, and in other fragile environments such as forest margins.
In the midst of these extreme types of
agriculture, there are, in the region microcosms of traditional farming
systems, (i.e., in Mesoamerica, the Andean region, and the Amazon Basin)
that have emerged over centuries of cultural and biological evolution
and represent accumulated experiences of peasants interacting with the
environment without access to external inputs, capital, or scientific
knowledge (Chang, 1977; Wilken, 1987). Using inventive self-reliance,
experiential knowledge, and locally available resources, indigenous
farmers have often developed farming systems with sustained yields (Harwood,
1979; Reinjtes et al., 1992). These agroecosystems, based on the cultivation
of a diversity of crops and varieties in time and space, have allowed
traditional farmers to maximize harvest security under low levels of
technology and with limited environmental impact (Clawson, 1985). There
are also several examples of grass-roots rural development programs
in Latin America aimed at the maintenance and/or enhancement of biodiversity
in traditional agroecosystems, and which represent a strategy which
ensures diverse diets and income sources, stable production, minimum
risk, efficient use of land resources, and enhanced ecological integrity
(Altieri, 1995; Pretty, 1995).
Increasingly, evidence emerging from analysis
of traditional agriculture and NGO-led agroecological projects, shows
that the combination of stable and diverse production, internally generated
and maintainable inputs, favorable energy input/output ratios, and articulation
with both subsistence and market needs, comprises an effective approach
to achieve food security, income generation, and environmental conservation
(Pretty, 1997; Altieri et al., 1998). As it will be argued in this paper,
these approaches represent multiple use strategies that enhance the
multifunctional nature of agriculture.
The Multifunctional Nature of Traditional
Agriculture
Despite the increasing industrialization
of agriculture, the great majority of the farmers in the developing
world are peasants, or small producers, who still farm the valleys and
slopes of rural landscapes with traditional and subsistence methods.
It is estimated that in Latin America there are about 16 million peasant
units occupying close to 160 million hectares and involving 75 million
people, representing two-thirds of the regions total rural population
(Ortega 1986).
Many of these agroecosystems are small-scale,
geographically discontinuous, and located on a multitude of slopes,
aspects, microclimates, elevational zones, and soil types. They also
are surrounded by many different vegetation associations,. The combinations
of diverse physical factors therefore are numerous and are reflected
in the diverse cropping patterns chosen by farmers to exploit site-specific
characteristics. Many of the systems are surrounded by physical barriers
(e.g., forests, rivers, mountains) and therefore are relatively isolated
from other areas where the same crops are grown in large scale. Descriptions
of the species and structural diversity and management of these traditional
systems are discussed elsewhere (Alcorn, 1984; Altieri et al.,1987;
Chang, 1977; Clawson, 1988; Denevan, 1995; Francis, 1986; Toledo et
al. 1985).
In many areas, traditional farmers have
developed and/or inherited complex farming systems, adapted to the local
conditions helping them to sustainably manage harsh environments and
to meet their subsistence needs, without depending on mechanization,
chemical fertilizers, pesticides or other technologies of modern agricultural
science (Altieri, 1995). According to Toledo (1995), indigenous farmers
in the hot and humid tropical regions of Latin America tend to combine
various production systems as part of a typical household resource management
scheme (Figure 1):
1. The milpa system, which may constitute
a system of polyuculture including up to 20-25 agricultural and forest
species (annual and perennial) and is focused on the cultivation of
maize, but in many occasions is combined and even substituted by agricultural
market-oriented products (hot pepper, rice, sesame seeds, sugarcane,
beans, etc.);
2. The extraction of products from the
primary or secondary rainforests of different ages undergoing the succession
process;
3. The manipulation of forest-unit sequences
at different stages of anthropic disturbance, from which certain marketable
products (mainly coffee, vanilla, and cocoa) are obtained;
4. The management of home gardens, which
are agroforestry systems located next or close to households.
The main features underlying the sustainability
of these multiple use peasant systems are (Marten, 1986; Reinjtes et
al. 1992):
- Farms are small in size with continuous
production serving subsistence and market demands
- Maximum and effective use of local resources
and low dependence on off-farm inputs
- High net energy yield because energy
inputs are relatively low
- Labor is skilled and complementary,
drawn largely from the household or community relations. Dependency
on traction and manual labor shows favorable energy input/output ratios
- Heavy emphasis is on recycling of nutrients
and materials
- Building on natural ecological processes
(e.g., succession) rather than struggling against them
- Diversified farm systems based on several
cropping systems, featuring mixtures of crops, and crops with varietal
and other genetic variability.
A salient feature of traditional farming
systems is their degree of plant diversity, generally in the form of
polycultures and/or agroforestry patterns (Clawson, 1985). This peasant
strategy of minimizing risk by planting several species and varieties
of crops stabilizes yields over the long term, promotes diet diversity,
and maximizes returns under low levels of technology and limited resources
(Richards, 1985). Traditional multiple cropping systems provide as much
as 20 percent of the world food supply (Francis, 1986). Polycultures
constitute at least 80 percent of the cultivated area of West Africa,
while much of the production of staple crops in the Latin American tropics
occurs in polycultures (Table 1). Polycultures produce more combined
yield in a given area than could be obtained from monocultures of the
component species. Most traditional polycultures exhibit LER values
greater than 1.5. Moreover, yield variability of cereal/legume polycultures
are much lower than for monocultures of the components (Table 2).
| TABLE 1: Prevalence
of Polycultures in Latin American Countries.1 |
| Country |
Dominant Crop |
Percentage of Crop Grown
in Polyculture |
| Brazil |
Maize |
11 |
| Colombia |
Rice |
6 |
| Dominican Republic |
Maize |
40 |
| Guatemala |
Beans |
73 |
| Mexico |
Maize |
20 |
| Paraguay |
Beans |
33 |
| |
Maize |
10 |
| |
Sweet Potatoes |
10 |
| Venezuela |
Rice |
16 |
| |
Maize |
33 |
| |
Beans |
20 |
| |
Cassava |
20 |
| |
Cotton |
50 |
| 1Modified after Francis
(1986). |
| TABLE 2 Coefficient of
variability of yields registered in different cropping systems during
3 years in Costa Rica. |
| Cropping system |
Monoculture
(mean of sole crops)
|
Polyculture |
| Cassava/bean |
33.04 |
27.54 |
| Cassava/maize |
28.76 |
18.09 |
| Cassava/sweet potato |
23.87 |
13.42 |
| Cassava/maize/sweet potato |
31.05 |
21.44 |
| Cassava/maize/bean |
25.04 |
14.95 |
| Source: Francis 1986 |
Many traditional agroecosystems are located
in centers of crop diversity, thus containing populations of variable
and adapted land races as well as wild and weedy relatives of crops.
It is estimated that throughout the Third World more than 3,000 native
grains, roots, fruits and other food plants can still be found (Altieri
and Merrick, 1987). Thus traditional agroecosystems essentially constitute
in-situ repositories of genetic diversity (Altieri et al. 1987).
Descriptions abound regarding systems in which tropical farmers plant
multiple varieties of each crop, providing both intraspecific and interspecific
diversity, thus enhancing harvest security. For example, in the Andes,
farmers cultivate as many as 50 potato varieties in their fields (Brush
et al. 1981). Similarly, in Thailand and Indonesia, farmers maintain
a diversity of rice varieties in their paddies which are adapted to
a wide range of environmental conditions, and regularly exchange seeds
with neighbors (Grigg, 1974).
Tropical agroecosystems composed of agricultural
and fallow fields, complex home gardens, and agroforestry plots, commonly
contain well over 100 plant species per field and provide construction
materials, firewood, tools, medicines, livestock feed, and human food.
Home gardens in Mexico and the Amazon display highly efficient forms
of land use, incorporating a variety of crops with different growth
habits. The result is a structure similar to a tropical forest, with
diverse species and a layered configuration (Brookfield and Padoch,
1994). A list of the most common agroforestry systems prevalent in Latin
America is provided in Table 3.
| TABLE 3: Principal
Agroforestry Systems in Latin America |
| Types of Systems |
Examples |
Typical Countries |
| A.Agro-silvicultural
systems
|
|
|
| A.1 Taungya |
Cordia alliodora + maize, beans
or rice |
Brazilian Amazon |
| |
Caesalpina velutina + maize |
Guatemala |
| |
Gmelina arborea + maize and beans |
Mexico |
| A.2 Wood-producing
trees/ annual
crop intercropping
|
Pinus ellioti +soybean
or maize
|
Argentina |
| |
Populus spp. + maize or potato |
Argentina |
| |
Inga spp. + rice or banana |
Brazil |
| |
Eucalyptus spp. + maize |
Brazil |
| |
Cedrela odorata + maize, rice
or sugar cane |
Colombia |
| |
Spondia mombin or Swietenia
macrophylla + maize, beans or rice |
Mexico |
| A.3 Fruit trees
annual crops
|
Citrus, apples, papaya,
mangoes, etc. + annual crops
|
Mexico |
| A.4 Shade trees or
soil improvers
mixed with crop
|
Erythrina spp., Inga sp.,
Albizzia carbonaria, Cordia
alliodora, etc. + coffee,
banana
|
Colombia, Costa Rica, Equador |
| A.5 Living fences
and/or windbreaks
|
Gliricidia sepium, Erythrina
abissinica, Leucaena
leucocephala, etc.,
around crops
|
Colombia, Mexico, Dominican
Republic, Cuba, Guatemala |
| |
Eucalyptus, Populus,
Pinus, around crops
|
Chile, Argentina,
Uruguay
|
| B. Agrosilvopastoral
systems
|
|
|
| B.1 Crops and
animals within
forest plantations
|
Pinus caribaea + sheep and/or
poultry + sorghum, maize,
cassava or peanuts
|
Venezuela, Dominican Republic |
| B.2 Living fences
around rural
communities
|
Casuarina equisetifolia
Cedrela odorata,
Bromissum alicastrum
|
Cuba, Mexico |
| B.3 Home gardens |
Several tree, crop, animal
mixtures
|
Dominican Republic,
Mexico, Cuba, Haiti
|
| C. Silvopastoral
systems
|
|
|
| C.1 Animal grazing
or
forage production
under trees
|
Populus sp. + Bromus unioloides
or Trifolium sp. |
Argentina |
| |
Pinus caribea + Anchrus
sp. |
Brazil |
| |
Pinus sp. Or Populus sp.
+ sheep |
Chile |
| C.2 Animal grazing
or
forage production
within secondary
forests
|
Prosopis flexuosa and
Aspidosperma sp. with natural
pasture
|
Argentina |
| |
Secondary forests with browsing of Brosimun
alicastrum |
Mexico |
| C.3 Commercial
wood-
producing trees
with pastures
|
Alnus acuminata + Pennisetum
clandestinum |
Costa Rica |
| C.4 Shade trees or
soil
improvers within
pastures
|
Alnus jorullensis +
P.clandestinum
|
Colombia |
| |
Prosopis sp.,
Parkinsonia microphylla,
Cercidium sp. as shade
tress in pastures
|
Mexico |
| C.5 Forage trees and
shrubs
|
Prosopis spp., Atriplex
spp. |
Chile, Argentina, Peru |
| |
Lividivia coriari and P. juliflora
for goats |
Colombia |
| |
Brosium alicastrum for browsing |
Mexico |
| Source: FAO 1984 |
Small areas around peasant households commonly
average 80-125 useful plant species, many for food and medicinal use
(Toledo et al. 1985; Alcorn, 1984). Perennials such as fruit
trees are a conspicuous feature of most homegardens (Marten, 1986).
In some of the more humid areas, there are so many different kinds of
trees and field cops in the homegardens, and they are growing in such
abundance that it looks more like a tropical forest than a garden (Clarke
and Thaman, 1993). Most diverse homegardens are in reality a collection
of domesticated and semi-domesticated plants with a variety of uses
including food, fuel, construction materials, herbal medicine, ornamentation,
and shade (Table 4). Homegardens are often in continuous production
throughout the year and lend themselves to intensive care because they
are so conveniently close to the house. They can be fertilized with
kitchen wastes, receive supplementary irrigation with well water, and
be attended by women and children in their spare time.
| TABLE 4: Ecological
and cultural functions and uses of trees in Latin America |
| Ecological |
|
|
| Shade |
Soil improvement |
Animal/plant habitats |
| Erosion control |
Frost protection |
Flood/runoff control |
| Wind protection |
Wild animal food |
Weed /disease control |
| Cultural/Economic |
|
|
| Timber (commercial) |
Broom |
Prop or nurse plants |
| Timber (subsistence) |
Parcelling/wrapping |
Staple foods |
| Fuelwood |
Abrasive |
Supplementary foods |
| Boat building (canoes) |
Illumination/torches |
Wild/snack/emergency foods |
| Sails |
Insulation |
|
| Tools |
Decoration |
Species/sauces |
| Weapons/hunting |
Body ornamentation |
Teas/coffee |
| Containers |
Cordage/lashing |
Non-alcoholic beverages |
| Woodcarving |
Glues/adhesives |
Alcoholic beverages |
| Handicrafts |
Caulking |
Stimulants |
| Fishing equipment |
Fibre/fabric |
Narcotics |
| Floats |
Dyes |
Masticants |
| Toys |
Plaited ware |
Meat tenderizer |
| Switch for children/discipline |
Hats, mats |
Preservatives, medicines |
| Brush/paint brush |
Baskets |
Aphrodisiacs |
| Musical instruments |
Commercial/export products |
Fertility control |
| Cages/roosts |
|
Abortifacients |
| Tannin |
Ritual exchange |
Scents/perfumes |
| Rubber |
Poisons |
Recreation |
| Oils |
Insect repellents |
Magico-religious |
| Toothbrush |
Deodorants |
Totems |
| Toilet paper |
Embalming corpses |
Subjects of mythology |
| Fire making |
Love-making sites |
Secret meeting sites |
| Source: Clarke and Thaman 1984. |
The interface of traditional agroecosystems
and natural areas
Most of the above studies of traditional
agriculture have focused on the productive units where crops are grown.
This limited view of the peasant agroecosystem ignores the fact that
many peasants utilize, maintain, and preserve, within or adjacent to
their properties, areas of natural ecosystems (forests, hillsides, lakes,
grasslands, streamways, swamps etc.) that contribute valuable food supplements,
construction materials, medicines, organic fertilizes, fuels, religious
items, etc. (Toledo et al. 1985). In fact, the crop-production units
and adjacent ecosystems constitute a continuum where plant gathering,
fishing, and crop production are actively produced.
For many peasant societies, agriculture
is considered a part of a bigger system of land use. For example, the
Purhepecha Indians who live in the region of lake Patzcuaro in
Michoacan, Mexico, in addition to agriculture, gathering is part of
a complex subsistence pattern based on multiple uses of their natural
resources (Caballero and Mapes, 1985). These people use more than 224
species of wild native and naturalized vascular plants for dietary,
medicinal, household, and fuel needs. Similarly, the Jicaque Indians
of central Honduras, who live on the Montana de la Flor reservation,
use over 45 plant species from the pine-oak forest, riverine habitat,
or dooryard as foods, medicines, fuel, etc. Like their mestizo neighbors,
the Jicaque grow corn using slash and burn techniques. The cultivated
fields are widely spaced throughout the forest and in travelling from
one field to the next, the Jicaque usually collect wild plant food along
the way to be added to the cooking pots of the familys compound
(Lentz, 1986).
Agriculture- natural ecosystem interfaces
are of key significance as it has been shown that farmers accrue general
ecological services from natural vegetation growing near their properties.
For example, in many highland regions of Central America, the indigenous
flora of the higher forests, not only provide valuable native plants
for commercial and subsistence products, but also serve as natural barriers
to the lowland agricultural crops against the spread of plant diseases
and insect pests. Also, clearing comparatively small agricultural plots
in a matrix of secondary forest vegetation permits easy emigration of
natural enemies of insect pests from the surrounding jungle (Altieri,
1984).
In western Guatemala, small farms depend
on nearby forests to manage marginal infertile soils. Leaf litter is
carried from nearby forests and spread each year over intensively cropped
vegetable plots to improve tilth and water retention. Litter is raked
up, placed in bags or nets, and carried to fields by men or horses,
or from more distant sources, by trucks. After spreading, the leaf litter
is worked into the soil with a broad hoe. In some cases, litter is first
placed beneath stable animals, and then, after a week or so the rich
mixture of pulverized leaves, manure, and urine is spread over the fields
and turned under. Although the quantities applied vary, farmers in Almolonga,
Zunil, and Quezaltenango apply as much as 40 metric tons of litter/ha.
each year. Rough calculations made in mixed pine-oak stands indicate
that one hectare of cropped land requires the litter production from
10 ha. of regularly harvested forest, or less, if harvesting is sporadic
(Wilken, 1987).
A case study of a multifunctional traditional
farming system
The study conducted in a Totonaca native
community of the Papantla region in the state of Veracruz illustrates
of a case multiple use peasant management strategy of hot and humid
tropical ecosystems. The community entails 166 households totaling a
population of 877 and sharing a 15-17 hectare territory. Most households
(72%) have between 7 and 9 hectares, while only 9 % own more than nine
hectares and 19% less than seven hectares. Most of these households
also handle from 3 to 9 ecogeographic or landscape units as resources
for production where they implement the multiple-use strategy. The main
units that each family manages during production are: milpa (maize fields),
pasture ground, home gardens, rainforest for vanilla production, rainforest
to extract wood and other products, and cash crop areas (Figure 2).
Using almost exclusively its own physical
energy (with scant, almost inexistent use of chemical fertilizers),
making little use of outside inputs, and relying on family or community
labor, the productive units of this native community are self-sufficient
in terms of food, they are energy efficient, they do not generate waste,
and they sustain a high level of agrobiodiversity (with 355 species
of plants, animals, and fungi). To this should be added the fact the
community succeeds in being economically profitable as a result of selling
maize, beef, milk, vegetable, fruits, vanilla, brown sugar, palm leaves
and other products (Toledo, 1995).
The Nature and Function of Biodiversity
in Agriculture
Today, scientists worldwide are increasingly
starting to recognize the role and significance of biodiversity in the
functioning of agricultural systems (Swift et al., 1996). Research suggests
that whereas in natural ecosystems the internal regulation of function
is substantially a product of plant biodiversity through flows of energy
and nutrients and through biological synergisms, this form of control
is progressively lost under agricultural intensification and simplification,
so that monocultures, in order to function, must be predominantly subsidized
by chemical inputs (Swift et. al. 1996). Commercial seed-bed preparation
and mechanized planting replace natural methods of seed dispersal; chemical
pesticides replace natural controls on populations of weeds, insects,
and pathogens; and genetic manipulation replaces natural processes of
plant evolution and selection. Even decomposition is altered since plant
growth is harvested and soil fertility maintained, not through nutrient
recycling, but with fertilizers.
One of the most important reasons for maintaining
and/or encouraging natural biodiversity is that it performs a variety
of ecological services (Altieri, 1991). In natural ecosystems, the vegetative
cover of a forest or grassland prevents soil erosion, replenishes ground
water, and controls flooding by enhancing infiltration and reducing
water runoff. In agricultural systems, biodiversity performs ecosystem
services beyond production of food, fiber, fuel, and income. Examples
include, recycling of nutrients, control of local microclimate, regulation
of local hydrological processes, regulation of the abundance of undesirable
organisms, and detoxification of noxious chemicals. These renewal processes
and ecosystem services are largely biological, therefore their persistence
depends upon maintenance of biological diversity. When these natural
services are lost due to biological simplification, the economic and
environmental costs can be quite significant. Economically in agriculture,
the burdens include the need to supply crops with costly external inputs,
since agroecosystems deprived of basic regulating functional components
lack the capacity to sponsor their own soil fertility and pest regulation.
As functional biodiversity decreases, the requirement for higher management
intensity increases, thus monocultures must be subsidized with external
inputs (Figure 3). Often, the costs involve a reduction in the quality
of the food produced and of rural life in general due to decreased soil,
water, and food quality when erosion and pesticide and/or nitrate contamination
occurs (Altieri, 1995).
Biodiversity refers to all species of plants,
animals and microorganisms existing and interacting within an ecosystem.
In agroecosystems, pollinators, natural enemies, earthworms, and soil
microorganisms are all key biodiversity components that play important
ecological roles thus mediating processes such as genetic introgression,
natural control, nutrient cycling, decomposition, etc. (Figure 4). The
type and abundance of biodiversity in agriculture will differ across
agroecosystems which differ in age, diversity, structure, and management.
In fact, there is great variability in basic ecological and agronomic
patterns among the various dominant agroecosystems. In general, the
degree of biodiversity in agroecosystems depends on four main characteristics
of the agroecosystems (Southwood and Way, 1970):
1. the diversity of vegetation within and
around the agroecosystem
2. the permanence of the various crops
within the agroecosystem
3. the intensity of management
4. the extent of the isolation of the agroecosystem
from natural vegetation
In general, agroecosystems that are more
diverse, more permanent, isolated, and managed with low input technology
(i.e. agroforestry systems, traditional polycultures) take fuller advantage
of work done by ecological processes associated with higher biodiversity
than highly simplified, input-driven and disturbed systems (i.e. modern
row crops and vegetable monocultures and fruit orchards) (Altieri, 1995).
All agroecosystems are dynamic and subject
to different levels of management so that the crop arrangements in time
and space are continually changing in the face of biological, cultural,
socio-economic, and environmental factors. Such landscape variations
determine the degree of spatial and temporal heterogeneity characteristic
of agricultural regions, which in turn conditions the type of biodiversity
present.
According to Vandermeer and Perfecto (1995),
two distinct components of biodiversity can be recognized in agroecosystems.
The first component, planned biodiversity, is the biodiversity associated
with the crops and livestock purposely included in the agroecosystem
by the farmer, and which will vary depending on management inputs and
crops spatial/temporal arrangements. The second component, associated
biodiversity, includes all soil flora and fauna, herbivores, carnivores,
decomposers, etc., that colonize the agroecosystem from surrounding
environments and that will thrive in the agroecosystem depending on
its management and structure. The relationship of both biodiversity
components is illustrated in Figure 3. Planned biodiversity has a direct
function, as illustrated by the bold arrow connecting the planned biodiversity
box with the ecosystem function box. Associated biodiversity also has
a function, but it is mediated through planned biodiversity. Thus, planned
biodiversity also has an indirect function, illustrated by the dotted
arrow in the figure, which is realized through its influence on the
associated biodiversity. For example, the trees in an agroforestry system
create shade, which makes it possible to grow only sun-tolerant crops.
So the direct function of this second species (the trees) is to create
shade. Yet along with the trees might come small wasps that seek out
the nectar in the trees flowers. These wasps may in turn be the
natural parasitoids of pests that normally attack the crops. The wasps
are part of the associated biodiversity. The trees, then, create shade
(direct function) and attract wasps (indirect function) (Vandermeer
and Perfecto, 1995).
The key is to identify the type of biodiversity
that is desirable to maintain and/or enhance in order to carry out ecological
services, and then to determine the best practices that will encourage
the desired biodiversity components. As shown in Figure 5, there are
many agricultural practices that have the potential to enhance functional
biodiversity, and others that negatively affect it. The idea is to apply
the best management practices in order to enhance and/or regenerate
the kind of biodiversity that can subsidize the sustainability of agroecosystems
by providing ecological services such as biological pest control, nutrient
cycling, water and soil conservation, etc.
The link between agrobiodiversity and
multifunctionality
When agricultural development takes place
in a natural environment, it tends to result in a heterogeneous mosaic
of varying types of habitat patches spread across the landscape. The
bulk of the land may be intensely managed and frequently disturbed for
the purposes of agricultural production, but certain parts (wetlands,
riparian corridors, hillsides) may be left in a relatively natural condition,
and other parts (borders and strips between fields, roadsides, and adjacent
natural areas) may occasionally be disturbed but not intensely managed.
In addition, natural ecosystems may surround or border areas in which
agricultural production dominates (Gliessman, 1998).
The heterogeneity of the agricultural landscape
varies greatly by region. In some parts of Latin America, where commercial,
export agriculture predominates, the heavy use of agricultural chemicals,
mechanical technology, narrow genetic lines, and irrigation over large
areas have made the landscape relatively homogenous. In such areas,
the agricultural landscape is made up mostly of large areas of single
crop agricultural production. The expansion of such agricultural landscapes
disrupts natural areas in three important ways. First, natural ecosystems
become fragmented and important ecological linkages may be changed or
uncoupled. For example, the conversion of uplands from native grasslands
or deciduous forest to cotton will profoundly affect the nutrient and
pesticide inputs into any adjacent wetlands. Second, the fragmentation
increases boundary phenomena by increasing the proportion of area that
is near a boundary. This results in an exacerbation of the impacts from
adjacent agriculture. Third, the absolute loss of natural areas generally
means that the remaining patches are increasingly more distant from
each other. Thus each remnant takes on more and more the properties
of oceanic islands in the sense that source areas for recolonization
are often very distant. Thus, local extinction events for both species
and genes are unlikely to be balanced by recolonization or gene flow.
Unlike real islands, remnant patches of natural ecosystems are highly
vulnerable to invasion by weedy plants and animals from surrounding
agricultural lands and are vulnerable as well to perturbations created
by agricultural production practices (Fry, 1995).
In peasant dominated areas, the use of
traditional farming practices with minimal industrial inputs has resulted
in a varied, highly heterogeneous landscape-possibly even more heterogeneous
than would exist naturally. In such heterogeneous environments, natural
and semi-natural ecosystem patches included in the landscape can become
a resource for agroecosystems. An area of non-crop habitat adjacent
to a crop field, for example, can harbor populations of natural enemies
which can move into the field and parasitize or prey upon pest populations.
(Altieri, 1994) A riparian corridor vegetated by native plant species
can filter out dissolved fertilizer nutrients leaching from crop fields,
promote a presence of beneficial species, and allow the movement of
native animal species into and through the agricultural components of
the landscape.
On the other hand, agroecosystems can begin
to assume a positive rather than a negative role in preserving the integrity
of natural ecosystems. Many small scale-diversified agroecosystems have
been designed and managed in ways that make them more friendly to native
species. For example, by encouraging hedgerows, vertebrates can be provided
with large habitats, better food sources, and corridors for movement.
Native plants can have more suitable habitats and find fewer barriers
to dispersal. Smaller organisms, such as below ground microbes and insects,
can flourish in organically managed soils and thus benefit other species
since they are such important elements in ecosystem structure and function
(Glissman, 1998).
By managing agricultural landscapes from
the point of view of biodiversity conservation as well as sustainable
production, the multiple use capacity of agriculture can be enhanced
providing several benefits simultaneously (Thrupp, 1998):
- increase agricultural productivity;
- build stability, robustness, and sustainability
of farming systems;
- contribute to sound pest and disease
management;
- conserve soil and increase natural soil
fertility and soil health
- diversify products and income opportunities
from farms;
- add economic value and increase net
returns to farms;
- reduce or spread risks to individuals,
communities, and nations;
- increase efficiency of resource use
and restore ecological health;
- reduce pressure of agriculture on fragile
areas, forests, and endangered species;
- reduce dependency on external inputs,
and;
- increase nutritional values and provide
sources of medicines and vitamins.
The effects of agrobiodiversity in mitigating
extreme climatic effects, such as the drought promoted by El Niņos
were recently evident in northern Honduras. An agroforestry project
reviving the Quezungal method, an ancient agricultural system, speared
about 84 farming communities from destruction. Farmers using the method
lost only 10 percent of their crops in 1998s severe drought, and
actually obtained a grain surplus of 5-6 million pounds in the wake
of Hurricane Mitch. On the other hand, , nearby communities which continued
the use of slash and burn, were severely affected by El Niņo phenomena,
which left a legacy of human misery and destruction of vitally important
watersheds.
Such agroforestry programs which reduce
deforestation and burning of plant biomass can provide a sink for atmospheric
carbon dioxide and also considerably reduce emissions of nitrous oxide.
Recent research shows that promoting techniques already familiar to
thousands of small farmers in Latin America such as, crop rotation and
cutting back on chemical fertilizers through the use of composting can
act as important sinks for atmospheric carbon dioxide storing it below
the soil surface.
The benefits of agrobiodiversity in enhancing
the multifunctional agriculture extend beyond the above described effects
as shown by the impacts of shaded coffee farms in Latin America. Farmers
typically integrate into their coffee farms many different leguminous
trees, fruit trees, and types of fuel wood and fodder. These trees provide
shade, a habitat for birds and animals that benefit the farming system.
In Mexico, shade coffee plantations support up to 180 species of birds,
including migrating species, some of which play key roles in pest control
and seed dispersal.
Learning how to manage an agriculture that
promotes both environmental as well as productive functions will require
inputs from disciplines not previously exploited by scientists, including
agroecology, ethnoscience, conservation biology, and landscape ecology.
The bottom line, however, is that agriculture must adopt ecologically
sound management practices, including diversified cropping systems,
biological control and organic soil management as replacements for synthetic
pesticides, fertilizers, and other chemicals. Only with such foundation
can we attain the goal of a multifunctional agriculture.
Biodiversity and pest management
Nowhere are the consequences of biodiversity
reduction more evident than in the realm of agricultural pest management.
The instability of agroecosystems becomes manifest as the worsening
of most insect pest problems is increasingly linked to the expansion
of crop monocultures at the expense of the natural vegetation, thereby
decreasing local habitat diversity (Altieri and Letourneau, 1982). Plant
communities that are modified to meet the special needs of humans become
subject to heavy pest damage and generally the more intensely such communities
are modified, the more abundant and serious the pests. The effects of
the reduction of plant diversity on outbreaks of herbivore pests and
microbial pathogens is well-documented in the agricultural literature
(Andow, 1991; Altieri, 1994). Such drastic reduction in plant biodiversity
and the resulting epidemic effects can adversely affect ecosystem function
with further consequences on agricultural productivity and sustainability.
In modern ecosystems, the experimental
evidence suggests that biodiversity can be used for improved pest management
(Altieri and Letourneau, 1994: Andow, 1991). Several studies have shown
that it is possible to stabilize the insect communities of agroecosystems
by designing and constructing vegetational architectures that support
populations of natural enemies or that have direct deterrent effects
on pest herbivores. For example, at the landscape level, data demonstrates
that there is enhancement of natural enemies and more effective biological
control where wild vegetation remains at field edges and in association
with crops (Altieri, 1994). These habitats may be more important as
overwintering sites for predators or they may provide increased resources
such as pollen and nectar for parasitoids and predators form flowering
plants (Landis, 1994). Many studies have documented the movement of
beneficial arthropods from margins into crops and higher biological
control is usually observed in crop fields close to wild vegetation
edges than in fields isolated from such habitats (Altieri, 1994).
In many cases, weeds and other natural
vegetation around crop fields harbor alternate hosts/prey for natural
enemies, thus providing seasonal resources to bridge gaps in the life
cycles of entomophagous insects and crop pests (Altieri and Letourneau,
1984). A classic case is that of the egg parasitoid wasp Anagrus
epos whose effectiveness in regulating the grape leafhopper Erythroneura
elegantula was increased greatly in vineyards near areas invaded
by wild blackberry (Rubus sp.). This plant supports an alternative
leafhopper (Dikrella cruentata) which breeds in its leaves in
winter. Recent studies show that French prune orchards adjacent to vineyards
provide overwintering refuges for Anagrus and early benefits
of parasitism are promoted in vineyards with prune trees plants upwind
from the vineyard.
At the crop field level, most experiments
that have mixed other plant species with the primary host of a specialized
herbivore show that in comparison with diversified cropping systems,
monocultures have greater population densities of specialist herbivores
(Andow, 1991). In these monoculture systems, herbivores exhibit greater
colonization rates, greater reproduction, higher tenure time, less disruption
of host finding and lower mortality by natural enemies (see Table 5
for examples in Latin America).
| TABLE: 5 Selected examples
of multiple cropping systems that effectively prevent insect-pest
outbreaks in Latin America |
| Multiple cropping
Systems
|
Pests (regulated) |
Factor(s) involved |
Country |
| Cassava intercropped
with cowpeas
|
Whiteflies
Aleurotrachelus socialis
and Trialeurodes variabilis
|
Changes in plant vigour and
increased abundance of natural enemies |
Colombia |
| Corn intercropped with beans |
Leafhoppers (Empoasca kraemeri),
leaf beetle (Diabrotica balteata) and fall armyworm (Spodoptera
frugipedra) |
Increase in beneficial insects
and interference with colonization |
Colombia |
| Corn intercropped with beans |
Corn leafhopper
(Dalbulus maidis)
|
Interference with leafhopper
movement |
Nicaragua |
| Cucumbers intercropped with
maize and brocolli |
Flea beetles (Acalymma vitata) |
Lower crop apparency |
Costa Rica |
| Corn-bean-squash |
Caterpillar (Diaphania hyalinata) |
Enhanced parasitization |
Mexico |
| Corn-beans |
Stalk borer (Diatraea lineolata) |
Enhanced predation |
Nicaragua |
| Source: Altieri 1994. |
There are various factors in crop mixtures
that help constrain pest attack. A host plant may be protected from
insect pests by the physical presence of other plants that may provide
a camouflage or a physical barrier. Mixtures of cabbage and tomato reduce
colonization by the diamond-back moth, while mixtures of maize, beans,
and squash have the same effect on chrysomelid beetles. The odors of
some plants can also disrupt the searching behavior of pests. Grass
borders repel leafhoppers from beans and the chemical stimuli from onions
prevent carrot fly from finding carrots (Altieri, 1994).
Alternatively, one crop in the mixture
may act as a trap or decoy- the fly-paper-effect. Strips
of alfalfa interspersed in cotton fields in California attract and trap
Lygus bugs. There is a loss of alfalfa yield, but this represents less
than the cost of alternative control methods for the cotton. Similarly,
crucifers interplanted with beans, grass, clover, or spinach are damaged
less by cabbage maggot and cabbage aphid. Another factor as predicted
by the natural enemies hypothesis is that reduced insect pest incidence
in polycultures may be the result of increased predator and parasitoid
abundance and efficiency (Altieri, 1994).
Conclusions
Most research conducted on traditional
and peasant agriculture in Latin America suggests that small holder
systems are sustainably productive, biologically regenerative, and energy-efficient,
and also tend to be equity enhancing, participatory, and socially just.
Besides crop diversity, peasant farmers use a set of practices that
cause minimal land degradation. These include the use of terraces and
hedgerows in sloping areas, minimal tillage, small field sizes, and
long fallow cycles. By concentrating on short rotations and fewer varieties,
agricultural modernization in the same areas has caused environmental
perturbation and eroded genetic diversity (Altieri l99l, Altieri l996,
Wilken l997).
By adopting a multiple use strategy, indigenous
farmers manage a continuum of agricultural and natural systems, obtaining
a variety of products as well as ecological services thus truly enacting
a multifunctional agriculture. Diversified cropping systems, such as
those used by peasants, based on intercropping and agroforestry have
been the target of much research recently. This interest is largely
based on the new emerging evidence that these systems are more sustainable
and more resource- conserving (Vandermeer, 1995). These attributes are
connected to the higher levels of functional biodiversity associated
with complex farming systems. In fact, an increasing amount of data
reported in the literature, documents the effects that plant biodiversity
has on the stabilization of agroecosystem processes.
In a recently conducted, well replicated
experiment, where species diversity was directly controlled in grassland
systems, it was found that ecosystem productivity was increased and
that soil nutrients were utilized more completely when there was a greater
diversity of species, leading to lower leaching losses from the ecosystem
(Tilman et al. 1996). In traditional agroecosystems this same pattern
applies to insects as herbivore regulation increases with increasing
plant species richness. Evidence suggests that as plant diversity increases,
pest damage seems to reach acceptable levels, thus resulting in more
stable crop yields. Apparently, the more diverse the agroecosystem and
the longer this diversity remains undisturbed, the more internal links
develop to promote greater insect stability. One aspect that is clear
is that species composition is more important than species number per
se. The challenge is to identify the correct assemblages of species
that will provide through their biological synergisms key ecological
services such as nutrient cycling, biological pest control, and water
and soil conservation (Altieri l994).
While it may be argued that peasant agriculture
generally lacks the potential of producing meaningful marketable surplus,
it does ensure food security. Many scientists wrongly believe that traditional
systems do not produce more because hand tools and draft animals put
a ceiling on productivity. Productivity may be low but the causes appear
to be more social, not technical. When the subsistence farmer succeeds
in providing food, there is no pressure to innovate or to enhance yields.
Nevertheless, NGO-led agroecological field projects show that traditional
crop and animal combinations can often be adapted to increase productivity
when the biological structuring of the farm is improved and labor and
local resources are efficiently used (Altieri l995). In fact, most agroecological
technologies promoted by NGOs can improve traditional agricultural yields
increasing output per area of marginal land, enhancing also the general
agrobiodiversity and its associated positive effects on food security
and environmental integrity (Pretty l997).
It is not a matter of romanticizing subsistence
agriculture or considering development per se as detrimental. The idea
is to stress the value of traditional agriculture in the preservation
of native crop diversity and the adjacent vegetation communities as
this mode of appropriation of nature enhances the multifunctionality
of agriculture (Toledo, 1995). Basing a rural development strategy on
traditional farming and ethnobotanical knowledge, combined with elements
of modern agroecology, not only assures continual use and maintenance
of valuable agrobiodiversity, but also allows for the diversification
of agricultural areas ensuring a variety of ecological services vital
for food security, natural resource conservation, economic viability,
climate amelioration, cultural preservation, and community empowerment.
The challenge is now to promote the right policies and institutional
partnerships that can scale-up ecologically based agriculture so that
its multifunctional impacts are rapidly spread across the rural landscapes
of Latin America.
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